Alvarez v. Akwitti
997 F.3d 211
| 5th Cir. | 2021Background
- Joaquin Alvarez, a Texas state prisoner at the Hughes Unit, alleged a fellow inmate (a "sexually violent predator") threatened him and sent threatening letters. Alvarez requested a transfer for safety.
- Guards required Alvarez to identify the alleged predator publicly, which allegedly gave Alvarez a reputation as a "snitch." Alvarez named witnesses and provided letters to the prison committee.
- A transfer-committee hearing chaired by assistant warden Chimdi A. Akwitti denied Alvarez’s transfer request; Alvarez alleges Akwitti called him a "snitch" during the hearing and refused the transfer for that reason.
- About a month later, the same inmate assaulted Alvarez, saying Alvarez ‘‘never should have reported him.’’ Alvarez sued under 42 U.S.C. § 1983 alleging Eighth Amendment deliberate indifference and sought damages and injunctive relief.
- The district court sua sponte dismissed the in forma pauperis complaint under 28 U.S.C. § 1915(e)(2)(B)(ii) for failure to state a claim, without addressing Alvarez’s allegations that Akwitti had outed him as a snitch and denied transfer for that reason.
- The Fifth Circuit vacated and remanded: it affirmed dismissal of official-capacity damages claims as barred by the Eleventh Amendment but held the district court must consider Alvarez’s personal-capacity Eighth Amendment allegations (and any response by Akwitti) in the first instance.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Eleventh Amendment bars money damages against Akwitti in official capacity | Alvarez sought damages; official-capacity suit should permit relief | Eleventh Amendment bars § 1983 money damages against state officials in their official capacity | Dismissal affirmed as to official-capacity money damages (Eleventh Amendment bar) |
| Whether Alvarez stated an Eighth Amendment failure-to-protect claim against Akwitti in his personal capacity | Alvarez alleges guards outed him as a "snitch," Akwitti called him a "snitch," denied transfer despite obvious risk, and inmate later attacked him | District court dismissed for failure to state a claim without addressing these specific allegations; implicit defense is lack of adequate pleading/knowledge by Akwitti | Vacated and remanded so the district court can consider Alvarez’s deliberate-indifference allegations and any response from Akwitti; no merits decision made |
Key Cases Cited
- Farmer v. Brennan, 511 U.S. 825 (U.S. 1994) (deliberate-indifference standard for prison officials to protect inmates)
- Rhodes v. Chapman, 452 U.S. 337 (U.S. 1981) (Eighth Amendment prohibits cruel and unusual punishments; background on prison conditions)
- Rogers v. Boatright, 709 F.3d 403 (5th Cir. 2013) (two-part deliberate-indifference inquiry: awareness of risk and actual drawing of inference)
- Adames v. Perez, 331 F.3d 508 (5th Cir. 2003) (failure-to-protect claims require showing officials knew gang or others were aware of inmate’s informant status)
- Longoria v. Texas, 473 F.3d 586 (5th Cir. 2006) (prison officials have a constitutional duty to protect inmates from inmate-on-inmate violence)
- Oliver v. Scott, 276 F.3d 736 (5th Cir. 2002) (Eleventh Amendment bars § 1983 money damages against Texas Department of Criminal Justice officers in official capacity)
- Haines v. Kerner, 404 U.S. 519 (U.S. 1972) (pro se complaints must be liberally construed)
