Alps Property & Casualty Insurance Company v. Kalicki Collier, LLP
3:19-cv-00709
| D. Nev. | Feb 11, 2020Background
- Alps Property & Casualty filed a motion to file its complaint and all exhibits under seal, arguing "compelling reasons" to protect the materials.
- Defendants Kolicki Collier LLP, John Collier, and James Kolicki (KC Defendants) did not oppose; defendant Robin Rumbaugh opposed sealing.
- Alps relied principally on two purported grounds: the matter reflects a "private dispute," and some complaint material comprises attorney–client communications/work product.
- The court applied the Ninth Circuit "compelling reasons" standard for sealing dispositive filings (complaint and attached exhibits).
- The court found the relationship and dispute at issue were already reflected in public filings and that Rumbaugh had waived privilege by pursuing malpractice claims and disclosures; Alps failed to provide specific factual findings showing compelling reasons.
- The court denied Alps’s sealing motion, denied subsequent sealing motions as moot, and ordered numerous docket entries unsealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Standard for sealing complaint/exhibits | Complaint/exhibits should be sealed because they warrant "compelling reasons." | Sealing not justified; public-access presumption applies and movant must meet high burden. | Court treated complaint filings as dispositive for sealing and required "compelling reasons;" Alps failed to meet burden. |
| "Private dispute" as a compelling reason | Disclosure would reveal a private dispute between parties, justifying sealing. | Most lawsuits are private disputes; Alps offered only conclusory assertion and many dispute details already public. | Rejected: "private dispute" alone is not a compelling reason, and the relationship/dispute here was publicly documented. |
| Attorney–client privilege / work product | Some communications in the complaint/exhibits were privileged or work product when made and should be sealed. | Rumbaugh (the client) has waived privilege by her conduct (pursuit of malpractice claim and disclosures). | Rejected: privilege waived; not a compelling reason to seal. |
| Effect on later motions to seal | Subsequent filings referencing complaint should be sealed to conform to initial sealing request. | If initial sealing denied, later sealing motions become moot. | Subsequent motions to seal denied as moot; court ordered listed ECF filings unsealed. |
Key Cases Cited
- Kamakana v. City & County of Honolulu, 447 F.3d 1172 (9th Cir. 2006) (presumption of public access; "compelling reasons" required for sealing dispositive materials)
- Foltz v. State Farm Mut. Auto. Ins. Co., 331 F.3d 1122 (9th Cir. 2003) (public-access presumption and limits on sealing for embarrassment/incrimination)
- Pintos v. Pacific Creditors Ass'n, 605 F.3d 665 (9th Cir. 2010) (movant bears burden and court must articulate factual findings supporting sealing)
- Center for Auto Safety v. Chrysler Group, LLC, 809 F.3d 1092 (9th Cir. 2016) (distinguishing dispositive vs. non-dispositive for sealing standard)
- Nixon v. Warner Commc'ns Inc., 435 U.S. 589 (1978) (when court files may be sealed to prevent improper uses)
- Press-Enterprise Co. v. Superior Ct. of Cal., 464 U.S. 501 (1984) (sealing orders must be narrowly tailored to sensitive information)
- In re Roman Catholic Archbishop of Portland, 661 F.3d 417 (9th Cir. 2011) (consider redaction before full sealing)
- Upjohn Co. v. United States, 449 U.S. 383 (1981) (scope and purpose of attorney–client privilege)
- In re Pacific Pictures Corp., 679 F.3d 1121 (9th Cir. 2012) (voluntary disclosure to third parties can waive privilege)
- Hagestad v. Tragesser, 49 F.3d 1430 (9th Cir. 1995) (court must explain basis for sealing without conjecture)
