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2020 Ohio 1138
Ohio Ct. App.
2020
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Background

  • On Dec. 15, 2016, inmate Paul Allen (Type A, in leg irons, belly chain, handcuffs) was being transported to Franklin Medical Center in a DRC van modified with a steel screen; factory seatbelts had been removed per DRC policy for Type A inmates.
  • During transport the van was allegedly "cut off," prompting an abrupt stop; Allen struck the metal screen, lost consciousness, and suffered an eyebrow laceration.
  • Allen sued DRC and the Dept. of Administrative Services (Office of Risk Management) for negligence on two theories: (1) removal of seatbelts was negligent; (2) the transport officer negligently operated the van (distracted by phone) causing the incident.
  • Defendants pleaded discretionary immunity as an affirmative defense and moved for summary judgment, submitting the transport-policy affidavit and deposition testimony; Allen submitted a contrary affidavit and depositions.
  • The Court of Claims granted summary judgment: (a) discretionary immunity applied to the seatbelt-removal policy; (b) no genuine issue of material fact that the officer was negligent (Allen's affidavit contradicted his deposition and was disregarded).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether DRC's removal of seatbelts is protected by discretionary immunity Allen: allowing a fully restrained inmate to wear a seatbelt poses no security risk; Woods supports liability DRC: removal is a prison-security policy involving high-level discretion; immunity was pleaded Court: Discretionary immunity applies; policy decision protected; Woods inapplicable here because immunity was raised as an affirmative defense in this case
Whether the transport officer negligently operated the van (cellphone/distraction causing collision) Allen: Humes was distracted on his phone and another vehicle struck the van, causing injury DRC: no evidence a collision occurred; Humes denies using a phone; Allen's affidavit contradicts his deposition and must be disregarded Court: No genuine factual dispute; affidavit disregarded under Byrd; summary judgment for defendants (no negligence proven)

Key Cases Cited

  • Woods v. Ohio Dept. of Rehab. & Corr., 130 Ohio App.3d 742 (10th Dist. 1998) (prior case finding duty in inmate transport negligence claim)
  • Risner v. Ohio Dept. of Transp., 145 Ohio St.3d 55 (Ohio 2015) (definition/scope of discretionary immunity)
  • Byrd v. Smith, 110 Ohio St.3d 24 (Ohio 2006) (affidavits that materially contradict prior deposition testimony may be disregarded)
  • Jim's Steak House v. Cleveland, 81 Ohio St.3d 18 (Ohio 1998) (affirmative defenses must be pleaded or are waived)
  • Dresher v. Burt, 75 Ohio St.3d 280 (Ohio 1996) (party moving for summary judgment bears initial burden to show absence of genuine issue)
  • Bell v. Wolfish, 441 U.S. 520 (U.S. 1979) (courts defer to prison officials in policies to maintain order and security)
Read the full case

Case Details

Case Name: Allen v. Dept. of Adm. Servs. Office of Risk Mgt.
Court Name: Ohio Court of Appeals
Date Published: Mar 26, 2020
Citations: 2020 Ohio 1138; 19AP-729
Docket Number: 19AP-729
Court Abbreviation: Ohio Ct. App.
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