Alfie Compton v. Commonwealth of Kentucky
2021 CA 000208
| Ky. Ct. App. | Feb 24, 2022Background:
- Alfie Compton was convicted by a Kenton Circuit Court jury of multiple sexual offenses against his daughter (Ariana) and a relative (Bethany); jury recommended 30 years total.
- On direct appeal, the Kentucky Supreme Court found Instructions for Counts 1 and 2 (incest and sodomy) lacked specificity and reversed those convictions; Counts 3–5 were affirmed. Counts 1–2 were later dismissed without prejudice on remand.
- Compton filed an RCr 11.42 motion arguing trial counsel was ineffective for not objecting to Instructions No. 7 (Count 3, first-degree sexual abuse) and No. 8 (Count 4, first-degree sodomy), which he said failed to identify a single event and thus violated the unanimous-verdict requirement; he also asserted appellate counsel was ineffective for not raising the unanimity issue for Counts 3–4 on direct appeal.
- The circuit court denied relief after a hearing (no proof taken), finding Instructions 7 and 8 provided sufficient specificity (distinguishing facts such as location and the victim’s statement) to permit a unanimous verdict, relying in part on precedent allowing reasonable distinguishing details in instructions.
- The Court of Appeals affirmed, holding the instructions were not erroneous and therefore neither trial nor appellate counsel was ineffective for failing to object or raise the issue.
Issues:
| Issue | Compton's Argument | Commonwealth's Argument | Held |
|---|---|---|---|
| Whether Instructions No. 7 and No. 8 lacked sufficient specificity so jurors might convict based on different incidents, violating Section 7 unanimity | Instructions lump multiple incidents across a broad time frame and lack a unique identifying fact, so unanimity is not assured | Instructions contained adequate distinguishing facts (location, victim’s statement, the single Ludlow event) from which jurors could identify the same incident | Instructions were sufficiently specific; no unanimity violation |
| Whether counsel was ineffective for failing to object or to raise the unanimity argument on direct appeal | Trial counsel unreasonably failed to object to defective instructions; appellate counsel unreasonably omitted the issue on direct appeal, prejudicing the outcome | Because instructions were not erroneous, failure to object or to appeal cannot constitute ineffective assistance under Strickland | No ineffective assistance — counsel not deficient because instructions were proper |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes the two-prong ineffective assistance of counsel standard)
- Parrish v. Commonwealth, 272 S.W.3d 161 (no ineffective-assistance claim where instruction is not erroneous)
- Elam v. Commonwealth, 500 S.W.3d 818 (Kentucky unanimity requirement under Section 7 explained)
- Sanborn v. Commonwealth, 975 S.W.2d 905 (RCr 11.42 limited to issues not and could not be raised on direct appeal)
- Teague v. Commonwealth, 428 S.W.3d 630 (applies Strickland standard in Kentucky context)
