Alexander v. State
297 Ga. 59
| Ga. | 2015Background
- Calvin Alexander pled guilty via a non-negotiated Alford plea to multiple sexual offenses and received lengthy sentences, some imposed under the recidivist statute.
- After sentencing he moved to withdraw his plea, claiming ineffective assistance because counsel failed to advise him he would be ineligible for parole as a recidivist.
- Trial counsel testified at the hearing he did not recall discussing parole eligibility; the trial court denied the motion and the Court of Appeals affirmed, relying on Williams v. Duffy.
- Williams v. Duffy had held that failure to advise about parole (a collateral consequence) could not, as a matter of law, constitute deficient performance by counsel.
- The Supreme Court of Georgia granted certiorari to reassess Williams in light of later U.S. Supreme Court decisions (Hill, Padilla) and state decisions distinguishing direct vs. collateral consequences.
- The Court overruled Williams, held Strickland governs ineffective-assistance claims about guilty-plea advice (including collateral consequences like parole ineligibility), and remanded for the trial court to apply Strickland prejudice and performance analysis.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Williams v. Duffy remains controlling law on counsel’s duty to advise about collateral consequences | Alexander: Williams is incorrect; counsel’s failure to advise about parole can be ineffective assistance under Strickland | State: Williams controls; parole ineligibility is collateral and not a basis for deficient performance per Williams | Overruled Williams; Strickland governs ineffective-assistance claims about plea advice, direct vs collateral distinction is not dispositive |
| Whether failure to advise a defendant he will be ineligible for parole as a recidivist is constitutionally deficient | Alexander: Counsel’s failure to inform about parole ineligibility rendered assistance deficient and affected plea choice | State: Such parole consequences are collateral and counsel’s omission cannot be per se deficient (per Williams) | Court: Failure to advise about recidivist parole ineligibility can be deficient because statute is clear, automatic, and parole ineligibility is a drastic consequence |
| Standard and remedy for adjudicating the claim | Alexander: Apply Strickland and show he would have declined plea if informed | State: Trial court’s prior ruling should stand under Williams | Court: Remanded for trial court to apply Strickland: determine deficient performance and whether prejudice exists (reasonable probability defendant would have gone to trial) |
Key Cases Cited
- Williams v. Duffy, 270 Ga. 580 (reversed; previously held parole ineligibility is collateral and omission not per se ineffective assistance)
- Hill v. Lockhart, 474 U.S. 52 (applied Strickland to plea-stage ineffective-assistance claims)
- Padilla v. Kentucky, 559 U.S. 356 (counsel must advise about clear, serious collateral consequences like deportation; direct/collateral distinction not controlling)
- Strickland v. Washington, 466 U.S. 668 (two-prong ineffective-assistance standard: performance and prejudice)
- Smith v. State, 287 Ga. 391 (Georgia acknowledged Padilla and separated trial-court plea voluntariness from counsel’s Sixth Amendment duties)
- Taylor v. State, 304 Ga. App. 878 (Court of Appeals applied Padilla logic to hold failure to advise about sex-offender registration can be deficient)
- Encarnacion v. State, 295 Ga. 660 (explains prejudice requirement in plea-withdrawal ineffective-assistance context)
