Adam Horton v. State of Indiana
51 N.E.3d 1154
| Ind. | 2016Background
- On Dec. 4, 2013, Adam Horton assaulted his girlfriend; he was charged with misdemeanors and felonies including a D‑felony domestic battery elevated based on a prior domestic battery conviction.
- The trial was bifurcated: the jury tried the misdemeanor domestic battery count first; the jury convicted Horton of the misdemeanor but acquitted on strangulation counts.
- With jurors still present, Horton’s counsel told the court he waived a jury for the D‑felony phase and requested a bench trial; Horton did not personally communicate waiver.
- The court proceeded to a bench trial on the D‑felony count, took judicial notice of the court’s prior-case file (CM‑195) proving a prior domestic battery conviction, but did not formally enter those documents into the record.
- The trial court later convicted Horton of D‑felony domestic battery and sentenced him; Horton appealed, raising (1) invalid jury‑trial waiver and (2) insufficient evidence because the prior sentencing order was unsigned and the noticed file was not in the record.
Issues
| Issue | Horton’s Argument | State’s Argument | Held |
|---|---|---|---|
| Whether Horton validly waived his Indiana constitutional right to a jury trial for the D‑felony count | No — Horton did not personally communicate waiver; counsel’s statement is insufficient | Yes — an exception should be allowed where defendant just completed a jury trial and counsel waived on his behalf | Reversed: personal, on‑the‑record waiver by the defendant is required for felony jury‑waiver; counsel’s silence/waiver is insufficient |
| Whether evidence was sufficient to prove the prior conviction when the sentencing order was unsigned and the judicially noticed prior case file was not entered into the record | No — unsigned order and absence of admitted documents made proof inadequate | Yes — the court properly took judicial notice of its own public file and Horton raised no objection; the court records sufficiently identified the prior conviction | Affirmed (on sufficiency): judicial notice of an unambiguously identified public court file may suffice; best practice is to enter the specific documents into the record, but failure to do so here was not reversible error |
Key Cases Cited
- Kellems v. State, 849 N.E.2d 1110 (Ind. 2006) (reaffirming requirement that defendant personally communicate jury‑waiver in felony cases)
- Good v. State, 366 N.E.2d 1169 (Ind. 1977) (holding statutory waiver procedure requires defendant’s personal assent)
- Perkins v. State, 541 N.E.2d 927 (Ind. 1989) (describing standard for knowing, voluntary, and intelligent waiver under state constitution)
- Patton v. United States, 281 U.S. 276 (1930) (Sixth Amendment jury waiver must be express and intelligent)
- Graham v. State, 947 N.E.2d 962 (Ind. Ct. App. 2011) (noting that taking judicial notice of other court records without including them in the record impedes appellate review)
- Brown v. Jones, 804 N.E.2d 1197 (Ind. Ct. App. 2004) (court records are generally proper subjects of judicial notice absent evidence rebutting accuracy)
- Doughty v. State, 470 N.E.2d 69 (Ind. 1984) (requiring waiver by defendant personally, reflected in the record before trial begins)
