134 N.E.3d 361
Ind.2019Background
- A.M., a 15‑year‑old with a long juvenile history and special‑education needs, brutally beat a younger boy at a county fair; he later threatened the victim and was adjudicated for disorderly conduct and placed on supervised probation.
- While on probation A.M. repeatedly violated terms (running away, threats, skipping school, expulsion, missed mental‑health evaluations), prompting the probation department to recommend commitment to the Department of Correction (DOC).
- At a February 2018 disposition‑modification hearing A.M.’s counsel negotiated dismissal/redaction of certain allegations, avoided admissions on some charges, but A.M. admitted to battery and status offenses; counsel urged DOC placement as rehabilitative.
- The juvenile court committed A.M. to the DOC for an indeterminate period; A.M. appealed claiming ineffective assistance of counsel at the modification hearing.
- The Indiana Supreme Court granted transfer to decide the controlling standard for juvenile ineffective‑assistance claims at disposition modification, adopted a due‑process (not Strickland) test focused on fundamental fairness and the child’s best interests, and affirmed the commitment, finding counsel effective.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Which standard governs claims of ineffective assistance of counsel in juvenile disposition‑modification hearings? | A.M.: apply Sixth Amendment Strickland (criminal standard). | State: apply Fourteenth Amendment due‑process standard used in civil/juvenile contexts. | Due‑process standard governs; Strickland does not apply. |
| Under the applicable standard, did A.M. receive ineffective assistance at the modification hearing? | A.M.: counsel’s remarks and strategy showed deficient advocacy and deprived him of a less‑restrictive placement. | State: counsel negotiated plea reductions, advocated candidly, and secured a procedurally fair hearing; outcome was in A.M.’s best interests. | Counsel was not ineffective; the record shows a fundamentally fair hearing and disposition consistent with A.M.’s best interests. |
Key Cases Cited
- Kent v. United States, 383 U.S. 541 (1966) (counsels’ role described as "the essence of justice")
- In re Gault, 387 U.S. 1 (1967) (juveniles have a constitutional right to counsel under the Fourteenth Amendment)
- Strickland v. Washington, 466 U.S. 668 (1984) (Sixth Amendment ineffective‑assistance standard for criminal cases)
- Baum v. State, 533 N.E.2d 1200 (Ind. 1989) (minimal due‑process test asking whether counsel appeared and the proceeding was procedurally fair)
- Baker v. Marion Cty. Office of Family & Children, 810 N.E.2d 1035 (Ind. 2004) (adopts a "Baum‑plus" approach in termination cases: assess whether lawyer’s overall performance deprived parties of a fundamentally fair proceeding and an outcome consistent with the child’s best interests)
- Bible v. State, 253 Ind. 373, 254 N.E.2d 319 (1970) (Indiana recognizes juvenile procedural rights under Fourteenth Amendment and distinguishes juvenile from criminal process)
- Graves v. State, 823 N.E.2d 1193 (Ind. 2005) (applies Baum in post‑conviction contexts)
