A.D. v. Markgraf
636 F.3d 555
| 9th Cir. | 2011Background
- CHP officers Markgraf and Johnson pursued a stolen white Ford through Oakland after dispatch indicated high-speed pursuit; multiple CHP units joined the chase across the Bay Bridge into San Francisco.
- The Ford, driven by Karen Eklund, rammed a patrol car multiple times; Markgraf exited his vehicle, positioned behind a parked car, and attempted to command the driver to stop.
- Markgraf fired twelve shots through the passenger-side window at Eklund, after concluding she posed a danger to officers despite others not perceiving an imminent threat.
- A.D. and J.E., ages 12 and 10 at the time, sued in state court (removed to federal court) asserting Fourteenth Amendment rights to familial association and related state death claims; most other claims were abandoned.
- The district court denied summary judgment on qualified immunity; after trial, the jury found for plaintiffs on the § 1983 Fourteenth Amendment claim, awarded nominal damages in the damages phase, and Markgraf sought JMOL and later challenged attorneys’ fees.
- The Ninth Circuit reversed in part, granting qualified immunity to Markgraf and vacating the attorneys’ fees award; the case focuses on whether the officer’s conduct violated the familial-association right and whether that right was clearly established.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Markgraf violated the Fourteenth Amendment familial association right | A.D. and J.E. contend Markgraf acted with a purpose to harm unrelated to law enforcement. | Markgraf argues the right was not clearly established and the totality of circumstances showed a mistaken but reasonable belief in lawful conduct. | Entitled to qualified immunity; no clearly established right under these facts. |
| Whether the right was clearly established for qualified immunity purposes | Plaintiffs assert prior cases gave notice that such use of deadly force in a high-speed chase violated familial rights. | Officer could have a reasonable, mistaken understanding under the circumstances; the right was not clearly established. | Right not clearly established; qualified immunity applies. |
| Whether the district court should have resolved the qualified-immunity issue at summary judgment | Qualified immunity should have barred the claim as a matter of law given the conduct. | Factual disputes precluded summary resolution; trial was required to resolve the standard. | Remanded/considered in light of subsequent ruling; but ultimately reversed on immunity count. |
| Whether attorneys’ fees should be awarded given the qualified-immunity ruling | Fees were proper post-trial; district court’s denial was in error. | Fees must be vacated when the underlying claim is barred by qualified immunity. | Vacated in light of the grant of qualified immunity. |
Key Cases Cited
- County of Sacramento v. Lewis, 523 U.S. 833 (1998) (clear-conscience standard in rapid-police-action cases)
- Porter v. Osborn, 546 F.3d 1131 (9th Cir. 2008) (applies heightened standard where deliberation is impractical)
- Saucier v. Katz, 533 U.S. 194 (2001) (two-step qualified-immunity framework; later modified by Pearson)
- Brosseau v. Haugen, 543 U.S. 194 (2004) (requires context-specific, not broad, evaluation of danger when assessing reasonableness)
- Graham v. Connor, 490 U.S. 386 (1989) (objective reasonableness standard; totality of circumstances)
- Harlow v. Fitzgerald, 457 U.S. 800 (1982) (official-capacity/qualified-immunity principles; immunity protects reasonable conduct)
- Anderson v. Creighton, 483 U.S. 635 (1987) (objective reasonableness in obviously unlawful contexts; fair notice)
- Fogel v. Collins, 531 F.3d 824 (9th Cir. 2008) (case cited regarding notice and reasonable belief in legality)
