200515-83608
200515-83608
Board of Vet. App.Sep 30, 2021Background
- Veteran served on active duty May 1977–Mar 1978; sought Board review following a March 2020 RO rating decision (appeal via AMA Direct Review). Record closed as of the March 2020 decision.
- Veteran asserts left knee pain beginning in service and continuing since (self-treated with knee braces); STRs largely negative except a Feb 1978 report of medical history showing unspecified swollen/painful joints; VA records document DJD/osteoarthritis and bilateral total knee arthroplasties decades later.
- Veteran asserts sleep apnea began after a 1977 in‑service auto accident and alternatively is secondary to his service‑connected TBI; STRs include treatment after an auto accident and a 1978 complaint of frequent trouble sleeping.
- Prior VA exams (Nov 2018, Feb 2020) provided negative nexus opinions for sleep apnea; Board found those opinions inadequate for failing to consider STR sleep complaints and submitted medical literature and for not addressing aggravation per El‑Amin.
- Board concluded the AOJ committed pre‑decisional duty‑to‑assist errors: failed to obtain a VA knee examination despite the low McLendon threshold and retained inadequate sleep apnea opinions; remanded both claims for new development, examinations/opinions, and readjudication.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Entitlement to service connection for left knee disability (osteoarthritis/DJD) | Veteran: complained of left knee pain in service, continuous since service (self‑treated), STRs show swollen/painful joints; VA treatment shows later DJD/TKA | AOJ: previously denied; March 2020 decision treated claims on merits and found no service connection (no new/relevant evidence sufficient) | Remanded — AOJ failed to provide a VA exam (pre‑decisional duty to assist error). New examiner to identify knee conditions and opine on nexus, onset in service/within one year for arthritis, and consider lay statements and all evidence. |
| Entitlement to service connection for sleep apnea (direct and secondary to TBI) | Veteran: sleep problems began after 1977 auto accident; alternatively sleep apnea is caused/ aggravated by service‑connected TBI; representative submitted medical articles supporting TBI–sleep apnea link | AOJ: prior VA exam(s) found negative nexus; March 2020 confirmed/continued denial | Remanded — prior opinions inadequate (did not consider STR sleep complaints or submitted articles; failed to opine on aggravation). New examiner/opinion (and exam if needed) to address direct nexus and whether sleep apnea is caused or aggravated by TBI, with full rationale. |
Key Cases Cited
- McLendon v. Nicholson, 20 Vet. App. 79 (2006) (establishes the low threshold for nexus to trigger VA's duty to provide an examination)
- El‑Amin v. Shinseki, 26 Vet. App. 136 (2013) (requires adequate VA opinions addressing relevant theories, including aggravation)
- Ward v. Wilkie, 31 Vet. App. 233 (2019) (clarifies that "aggravation" for secondary service connection does not require permanence and includes any incremental increase in disability)
