12-07 778
12-07 778
Board of Vet. App.Nov 30, 2017Background
- Veteran served 1982–1988 and appealed a September 2010 RO denial seeking an increased rating for post‑operative residuals of a right acromioclavicular separation (right shoulder). RO later granted 20% from June 23, 2010.
- Board remanded in November 2014 for additional development including a VA shoulder exam; VA provided exams in July 2010 and May 2015 and complied with remand tasks.
- Veteran testified at a September 2014 videoconference hearing that he has right shoulder pain but can move the arm, albeit slowly; medical records show variable ROM measurements (e.g., 70° abduction with pain at 70° in 2010; 150° abduction with pain at 150° in 2015).
- RO assigned the maximum schedular rating available under DC 5203 (dislocation of clavicle/scapula) and also granted noncompensable service connection for a right shoulder scar.
- Veteran applied for TDIU; SSA and private records show multiple service‑connected and non‑service‑connected conditions and a vocational opinion that he could perform several medium‑exertion unskilled jobs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Increased rating >20% for right shoulder (post‑op AC separation) | Right shoulder pain, flare‑ups, and functional loss justify rating above 20% under shoulder/arm DCs | Evidence and VA exams do not show ankylosis, humeral disorders, recurrent humeral dislocation, or ROM limited to midway between side and shoulder; 20% is maximum under DC 5203 | Denied — preponderance shows criteria for >20% not met; 20% effective 6/23/2010 retained |
| TDIU based on service‑connected disabilities | Service‑connected right shoulder (and combined effects) render Veteran unable to secure/follow substantially gainful employment | Combined rating is 20%; medical, vocational, and SSA records show multiple non‑service‑connected conditions contributed to unemployment and vocational report identified suitable medium‑exertion jobs | Denied — criteria for schedular or extraschedular TDIU not met; referral not warranted |
Key Cases Cited
- Rice v. Shinseki, 22 Vet. App. 447 (establishes that a claim for TDIU is essentially a claim for increased rating)
- Stegall v. West, 11 Vet. App. 268 (remand orders confer a right to compliance)
- DeLuca v. Brown, 8 Vet. App. 202 (consideration of functional loss from pain under musculoskeletal ratings)
- Thun v. Peake, 22 Vet. App. 111 (three‑step extraschedular referral inquiry)
- Hart v. Mansfield, 21 Vet. App. 505 (temporal focus for increased‑rating claims: one year before claim to decision)
- Faust v. West, 13 Vet. App. 342 (definition of substantially gainful employment for TDIU)
- Johnson v. McDonald, 762 F.3d 1362 (Fed. Cir.) (extraschedular consideration for combined effects of multiple disabilities)
- Geib v. Shinseki, 733 F.3d 1350 (Fed. Cir.) (ultimate TDIU determination is adjudicative, not purely medical)
